Every year thousands of investors are the victims of securities fraud by unethical stockbrokers and investment firms. Investors place a tremendous amount of trust in their stockbrokers and investment advisors and these financial professionals have a fiduciary responsibility to offer sound investment advice. These unethical brokers and companies put their own financial interests ahead of their client’s, a clear violation of securities laws.
If your investment account has suffered and you believe your stockbroker or financial advisor acted unethically, you have legal rights. If you believe your stockbroker committed any of these unethical acts, Mark & Associates, P.C. can help you file a NASD or NYSE Securities Arbitration against your stockbroker and their firm.
1) Unsuitable Investments
2) Churning
3) Failed to Diversify
4) Unauthorized Trades
5) Unauthorized Transfers
Seek Legal Help Quickly
If you have been the victim of stockbroker fraud in your investment account it is important to seek legal help immediately. Any hesitation in filing a complaint and seeking legal help may be viewed negatively by arbitration panels and courts.
Free Unauthorized Trades Legal Consultation
Contact Mark & Associates, P.C. today to have your stockbroker fraud case evaluated for free by an experienced stockbroker fraud securities lawyer. Please complete the case evaluation form on the right side of this page or call 1-866-50-RIGHTS (1-866-507-4448) to have your case reviewed.